Integrity Due Diligence
Integrity Due diligence (IDD) is an independent analysis to assess the integrity and reputation of investment targets and their partners.
It follows the framework agreement and relies mainly on OSINT, with HUMINT used when needed.
Open Sources
Retrieving, filtering & analysing information
• Understanding
• Corporate analysis
• Comprehensive media review
• Litigation & Regulatory records
• Sanctions & Watchlists
• Semi-public databasesHuman sources
Discreet enquiries with relevant sources
• Interviews
• Expert comments
• Direct observationsReporting
Hard and soft copies of written report
• Executive summarys
• Details of findings
• Risk assessment
Objectives
The main objectives of the IDD are to ensure the identification of potential issues of concern in relation to:
- Beneficial ownership
- Origin of funds / source of wealth
- Criminal proceedings / ongoing investigations
- Economic sanctions / regulatory infringements
- Involvement of sanctioned or politically exposed third parties (PEPs)
- Environmental, social and governance (ESG) issues
Open sources
Our research gathers and analyses reliable, up-to-date public information from databases, corporate registries, media, and market intelligence sources. The availability of information on companies, their leaders and individuals varies by jurisdiction.
Human sources
For enhanced due diligence initially based on thorough open-source research, we conduct discreet inquiries with trusted sources familiar with the target entities, their shareholders and top managers.
Our offers & descriptions
- Target’s background, activities and economic environment;
- Shareholding structure, top management and UBOs;
- Structure and key third parties with whom it may have a relationship;
- Past and on-going civil and criminal litigation (when feasible)
- Presence of PEPs among shareholders, top management and UBOs;
- Current or past sanctions to which the target may have been sentenced;
- Web and media exposure of target and note of any adverse media.
Overview
Overview conducted through a limited number of database checks
Short report is delivered listing negative findings and red flags only, if any
Limited review (OSINT)
Limited review aims to understand, identify, check and measure
Enhanced (Full OSINT)
This level adds the comprehensive ownership charts, profiling of related entities and individuals (including exposure) through an extended research (e.g. searches in deep-web, foreign jurisdictions, property records etc…)
In-depth (OSINT & HUMINT)
This level adds confidential sources enquiries, country risk and reputation / integrity ratings